Office actions

You Received a USPTO Office Action. Here Is What to Do This Week.

The letter looks worse than it usually is. Most refusals are answerable, and some you can answer yourself without paying anyone.

Reviewed by a licensed U.S. trademark attorney

In short

An office action is the examining attorney raising an issue with your application and asking for a response. Read the letter to identify whether the objection is procedural or substantive, find the response deadline printed on it, and answer before that date.

Read the letter before reading anything else

Not a summary, not a status code, not an article. The office action states exactly what the examiner objected to and what would resolve it, and every useful decision follows from that.

Two things to write down as you read: the response date, and what specifically was refused. Applications are often refused in part — some goods or classes cleared, others not — and that changes your options considerably.

Work out which kind of objection you have

Refusals fall into two broad groups, and they call for different responses:

- Procedural — the specimen was rejected, the goods description needs amending, a disclaimer is required, the entity name is wrong. These are usually fixable with a correction rather than an argument. - Substantive — likelihood of confusion with an existing mark, or the mark being merely descriptive. These turn on how a legal test applies to your facts, and they need an argument or evidence.

A specimen refusal is often something you can answer yourself. A descriptiveness refusal usually is not, because what wins it is evidence assembled the right way.

When you genuinely do not need to pay anyone

We would rather say this than sell you a response you do not need.

If the examiner asked for a substitute specimen and you have a real product page showing the mark, a price and a way to order, that is a fix you can make. If the objection is a disclaimer of a descriptive word in a composite mark, agreeing to it is often the whole response.

> A cleared application you filed yourself is worth more than a refused one somebody charged you for.

Get help when the refusal is substantive, when several grounds are combined, or when the honest answer is that your use has not started yet.

What not to do

- Do not refile the same application hoping for a different examiner. You pay the fee again and the earlier refusal is still on the record. - Do not ignore a partial refusal. Failing to respond abandons the whole application, not only the refused part. - Do not invent a specimen. Mocking one up is a false claim of use in a signed federal filing, and the USPTO runs a programme targeting exactly that. - Do not wait for a second letter. There is not one. The next milestone after a non-final refusal is either your response or abandonment.

If a refusal is maintained after your response, that is a final refusal, and the routes from there are narrower — which is the reason to take the first response seriously.

Frequently asked questions

A letter from the examining attorney raising an issue with your application and inviting a response. It is not a final decision unless it says final, and most non-final refusals can be answered.

It is normal. Office actions are common and cover everything from a wrong entity name to a substantive likelihood-of-confusion refusal. The letter itself tells you which kind you have.

For procedural issues, often yes — a substitute specimen or an agreed disclaimer is frequently self-filable. Substantive refusals turn on how a legal test applies to your facts. If you are domiciled outside the US, a US-licensed attorney is required regardless.

Rarely. You would pay the government fee again, lose your filing date, and the earlier refusal would still be on the record. Answering the objection is almost always cheaper than starting over.

A non-final action raises an issue for the first time and expects a response. A final action means the examiner has considered your response and maintained the refusal, at which point the routes are a request for reconsideration or an appeal.

Ours is $299 flat regardless of the refusal type. A licensed attorney reads your actual letter rather than applying a template, and the fee does not change with difficulty.

Know this subject better than we do, or spot something we got wrong? Tell us, or offer to contribute. Everything is reviewed and credited before it is published.

This article is general information, not legal advice, and reading it does not create an attorney-client relationship. Trademark outcomes depend on the specific facts of each application.

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