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Disclaimer Requirement in a USPTO Office Action — What It Means & How to Respond

A disclaimer requirement means the examining attorney found a part of your mark, a word or a design, that others legitimately need to describe their own goods or services, and wants you to say on the record that you do not claim exclusive rights to it on its own. The USPTO describes a disclaimer as a written statement. When one is required, it does not physically remove any wording or design from your trademark or change its appearance or the way you use it. You keep exclusive rights to the mark as a whole, but not to the disclaimed part when it is used separately.

01 Why it is issued

  • The mark contains generic wording or a realistic depiction of the goods, such as the word ASPIRIN in PETE'S ASPIRIN for pain relief medication.
  • The mark contains wording that merely describes a feature, ingredient, characteristic, purpose, function, intended audience or quality of the goods or services, such as CREAMY in FAB CREAMY for yogurt.
  • The mark contains laudatory wording that merely describes an alleged superior quality, a geographic term for where goods come from or services are provided, a business type such as CORPORATION, or informational wording such as net weight or the year the business was established.
  • The mark contains a widely used message or a well-known symbol that provides information about the goods or services, such as GO GREEN or a recycling symbol for services that support recycling.

02 What the examiner weighs

  1. Generic — the common name for, or a depiction of, the goods or services.
  2. Merely descriptive — describes a feature, ingredient, characteristic, purpose, function, intended audience or quality.
  3. Laudatory — merely describes an alleged superior quality, such as THE BEST BEER IN AMERICA.
  4. Geographic — describes where the goods originate or where services are provided, or where buyers are likely to believe they are.
  5. Business type or informational — designations such as CORPORATION or BROS., and details such as net weight, ingredients, addresses or EST. dates.
  6. Widely used messages and well-known symbols — ordinary sentiments, religious citations and symbols that provide information about the goods or services.
  7. Deceptively misdescriptive — wording that describes the goods in a way that is false and believable but would not materially affect a purchase decision.

SourceUSPTO: How to satisfy a disclaimer requirement

03 What to do, and what not to

Do this

  • Read the Office action closely and disclaim exactly the wording or design it identifies
  • Spell the disclaimed wording correctly, even if your mark spells it differently
  • Keep the wording in the form box precise and leave out the standard disclaimer sentence, which the form adds
  • Use the Response to Office Action form for a non-final action and the Request for Reconsideration after Final Action form for a final one
  • Calendar the response date printed on your Office action the day it arrives

Avoid this

  • Do not treat a disclaimer as a refusal; it is a statement, not the end of the application
  • Do not try to disclaim the entire mark; a mark that is unregistrable as a whole is not rescued by a disclaimer
  • Do not expect a disclaimer to cure a different refusal, such as likelihood of confusion
  • Do not ignore the requirement; if a required disclaimer is not provided, the USPTO can refuse to register the entire mark
  • Do not let the response period lapse while deciding; abandonment is what actually ends applications

04 Your options for responding

  1. Submit the disclaimer the examiner requested. The USPTO's preferred format puts the wording in quotation marks, for example: No claim is made to the exclusive right to use "SHIRTS" apart from the mark as shown. If the examiner limits it to an international class, that is added at the end of the statement.
  2. Use the right form. A disclaimer requirement in a non-final Office action is answered with the Response to Office Action form. In a final Office action, use the Request for Reconsideration after Final Action form. In the form, answer Yes to the question about adding or deleting a disclaimer and type the wording or design description to be disclaimed in the Additional Statements section, matching what the Office action specified.
  3. Disclaim misspelled, compound, foreign or unitary wording correctly. Misspelled wording is disclaimed in its correct spelling, compressed compounds as separate words, and foreign wording in the foreign language rather than the English translation. Unitary wording, such as PIZZA PARLOR in WICK'S PIZZA PARLOR, is disclaimed together as a unit.
  4. Remember an entire mark may not be disclaimed. TMEP §1213.06 says that if a mark is not registrable as a whole, a disclaimer will not make it registrable. If the whole mark is the problem, the disclaimer is not the answer and a different response is needed.
  5. If you offered a disclaimer thinking one was required when it was not, you can usually ask to withdraw it. The USPTO points to TMEP §1213.01(c) for details.

SourceTMEP §1213, Disclaimer of Elements in Marks (USPTO)

A disclaimer is often the easy part of an Office action

Of all the requirements an examiner can raise, a disclaimer is one of the more routine. It asks you to agree that nobody can own an ordinary descriptive word on its own, and it leaves the mark as you use it untouched. The cost of getting it wrong is higher than the effort: the USPTO says that if a required disclaimer is not provided, it can refuse to register your entire mark. Read what the letter says to disclaim, answer on the form the USPTO names, and keep an eye on the response date printed on the letter. This is general information, not legal advice about your application.

05 Questions people actually ask

No. A disclaimer requirement is a request for a written statement that you do not claim exclusive rights to part of the mark on its own. The USPTO says that if a required disclaimer is not provided it can refuse the entire mark, so the requirement should be answered, but the requirement itself is not a refusal.

No. The USPTO states that a disclaimer does not physically remove any wording or design from your trademark and does not affect its appearance or the way you use it. What changes is that you do not claim exclusive rights to the disclaimed part when it is used separately from your mark.

The USPTO's preferred format reads: No claim is made to the exclusive right to use "SHIRTS" apart from the mark as shown, with the disclaimed wording in quotation marks. If the examiner limits the disclaimer to a class, the class is added at the end.

Yes. The USPTO says you can provide a disclaimer in the application when you file it or after it is filed. If you offered one in the mistaken belief that one was required, you can usually withdraw it.

No. TMEP §1213.06 states that an entire mark may not be disclaimed and that if a mark is not registrable as a whole, a disclaimer will not make it registrable.

Read the response date printed on your Office action in TSDR. Response periods have changed in recent years and vary by filing basis, so do not assume a period or rely on a date quoted by anyone, including us. Missing it abandons the application and the filing fee goes with it.

This guide is general information, not legal advice, and reading it does not create an attorney-client relationship. Only the response date printed on your own office action is authoritative.

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